-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SIK9gsq+9bwNHzQm/1wmQH7Ej66pk1Y8IpACgzJZ6FMpsk+JP4coYAOKYHcdzI7W kWrogG8Gc91D4vtr4fd5Fw== 0000950123-10-012283.txt : 20100212 0000950123-10-012283.hdr.sgml : 20100212 20100212161246 ACCESSION NUMBER: 0000950123-10-012283 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GTX INC /DE/ CENTRAL INDEX KEY: 0001260990 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 621715807 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79588 FILM NUMBER: 10599469 BUSINESS ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 901-523-9700 MAIL ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STEINER MITCHELL SHUSTER CENTRAL INDEX KEY: 0001276244 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 SC 13G/A 1 g22097sc13gza.htm SC 13G/A sc13gza
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
Schedule 13G/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 5)*
GTx, Inc.
 
(Name of Issuer)
Common Stock, $ 0.001 par value
 
(Title of Class of Securities)
40052B108
 
(CUSIP Number)
December 31, 2009
 
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
    o Rule 13d-1(b)
 
    o Rule 13d-1(c)
 
    þ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
     The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 

 

                     
CUSIP No.
  
40052B108 
 13G/A Page  
2 
   of   
5 

 

           
1   NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

Mitchell S. Steiner, M.D., F.A.C.S.
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States of America
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,064,132
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   741,284
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,064,132
       
WITH 8   SHARED DISPOSITIVE POWER
     
    741,284
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,805,416
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  (a)   þ

2,064,131(1)
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  7.7%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)*
   
  IN
(1)     Shares owned by Dr. Steiner’s spouse, as to which Dr. Steiner disclaims beneficial interest

 

 

                     
CUSIP No.
  
40052B108 
 13G/A Page  
3 
   of   
5 
         
Item 1(a).
  Name of Issuer:   GTx, Inc.
 
Item 1(b).
  Address of Issuer’s Principal Executive Offices:   175 Toyota Plaza, 7th Floor,
Memphis, Tennessee 38103
 
Item 2(a).
  Name of Person Filing:   Mitchell S. Steiner, M.D., F.A.C.S.
 
Item 2(b).
  Address of Principal Business Office or, if none, Residence:   175 Toyota Plaza, 7th Floor,
Memphis, Tennessee 38103
 
Item 2(c).
  Organization/Citizenship:   United States of America
 
Item 2(d).
  Title of Class Of Securities:   Common Stock, $0.001 par value
 
Item 2(e).
  CUSIP Number:   40052B108
 
Item 3.
  Inapplicable.    
 
Item 4.
  Ownership.    
                         
    Total Shares                    
    of                    
    Common               Sole   Shared
    Stock   Percent   Sole   Shared   Power   Power
    Beneficially   of   Voting   Voting   to   to
Person   Owned   Class(1)   Power   Power   Dispose   Dispose
Mitchell S. Steiner, M.D., F.A.C.S.
   2,805,416   7.7%   2,064,132   741,284   2,064,132   741,284
 
(1)   Based on 36,420,901 shares of Common Stock outstanding as of December 31, 2009.

 

 

                     
CUSIP No.
  
40052B108 
 13G/A Page  
4 
   of   
5 
Item 5. Ownership of Five Percent or Less of a Class.
Inapplicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Inapplicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Inapplicable
Item 8. Identification and Classification of Members of the Group.
Inapplicable
Item 9. Notice of Dissolution of Group.
Inapplicable
Item 10. Certification.
Inapplicable

 

 

                     
CUSIP No.
  
40052B108 
 13G/A Page  
5 
   of   
5 
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
     
 
  2/12/2010
 
   
 
  Date
 
    
 
  /s/ Mitchell S. Steiner, M.D., F.A.C.S.
 
   
 
  (Signature)
 
    
 
  Mitchell S. Steiner, M.D., F.A.C.S.
 
 
  Chief Executive Officer and Vice Chairman of the Board
of Directors of GTx, Inc.

 

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